FINRA Proposes Changes to Research Quiet Period
Editor’s Note: This post from Margaret E. Tahyar is based on a memorandum by Michael Kaplan and Janice Brunner of Davis Polk & Wardwell. FINRA has issued and is requesting comment on Proposed...
View ArticleCuban Decision Casts Doubt on SEC Position on Insider Trading
Editor’s Update: The recent decision of the Court of Appeals for the Second Circuit in SEC v. Dorozhko further illustrates the uncertain state of the limits of insider trading. Reversing an earlier...
View ArticleThe Perils of Implied Messages for Reg FD
Editor’s Note: Annette Nazareth is a partner in the Financial Institutions Group at Davis Polk & Wardwell LLP. This post is based on a Davis Polk client memorandum by Michael Kaplan, William M....
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